Compliance

IN TODAY’S LITIGIOUS ERA, Entrepreneurs FACE SIGNIFICANT REGULATORY COMPLIANCE HURDLES. OUR TEAM’S DIVERSE EXPERTISE HELPS CLIENTS SUCCESSFULLY NAVIGATE LOCAL, NATIONAL AND INTERNATIONAL REGULATIONS.

• Information handling & privacy

• Financial instruments

• Due diligence

• Regulatory design

• Investor Onboarding

• Smart Contract Validation

• Token Purchaser Onboarding

• SEC Opinion Letters

• Exchange trading practices and listing standards

• Foreign exchanges

• Client & User services

• API communication & protocols

• Equities

• Crypto Assets

• Sanctions laws (AML) (OFAC) (KYC)

• Margin & Collateral requirements